- Published
- Source
- Financial Conduct Authority Official
- Filed under
- UK regulation, Phishing & scams, Law & courts
Two people who worked at financial advice firms have pleaded guilty to fraud after 4 clients lost £2m. Kerry Nelson, the director of Nexus Independent Financial Advisers Limited and Nexus Investment Managers Limited, and Jacqueline Stephens, the firms' business operations manager, admitted all charges brought by the FCA at Portsmouth Crown Court.They admitted defrauding clients…
What it means for organisations
- Check whether it applies to you – by sector, size and the services you provide.
- Map it to the controls you already have: most new rules ask for evidence of things you should already do.
- Keep records of decisions, risks and incidents – regulators ask for evidence, not intentions.
More helpICO: guidance for organisations (opens in a new tab)
MyCyberWay training
Compliance · part of our training
Regulation lands on the security team. We teach how it works day to day.
Compliance runs through our programmes: how ISO 27001 and NIST requirements land on daily SOC tasks and audit evidence in Blue Team Analyst, and designing controls to ISO 27001 Annex A, NIST CSF 2.0, CIS v8 and Cyber Essentials Plus in Blue Team Engineer – with risk assessment and a properly written risk register.
- ISO 27001 Annex A and NIST CSF 2.0
- CIS Controls v8 and Cyber Essentials Plus
- Audit evidence with Purview and Intune
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